Topics: SEC

JPMorgan’s High Fines Were Shocking; the Compliance Failure Was Not

Last month’s $125 million SEC fine combined with the $75 million CFTC fine against JPMorgan sent shockwaves through financial and other regulated customer-facing industries.  According...

Arianna Huffington, Matt Cohler resigns from Uber board.

Uber Inc, a U.S. based ride-hailing app on Wednesday announced the departure of “Arianna Huffington and Matt Cohler from the Uber’s board of director’s...

Tesla’s CEO Musk never sought pre-approval for a single tweet: SEC tells the court

Chief Executive Elon Musk has never sought pre-approval for a single tweet about Tesla Inc since striking a court-approved deal about how to communicate...

Cognizant to pay $25 million as a fine to settle India bribery charges

Major American IT player Cognizant will pay USD 25 million to the US Security and Exchange Commission to settle its India bribery charges, as...

Elon Musk says $20 Mn in fine, for a tweet worth it

Tesla Inc, Chief Executive Elon Musk said the tweet that cost him and the company $20 million in fines each by the U.S. Securities...

Tesla Caught up in Another Lawsuit for Labor Law Violation

In a series of lawsuits that have plagued the growth of the automotive giant, Tesla Motors finds itself caught up in another lawsuit over...

Musk Agrees to resign as Tesla Chairman under SEC Settlement

Tesla chairman Elon Musk has agreed to step down as Chairman of the company and pay $20 million to financial regulators in a settlement...

Tesla in Troubled Waters After SEC Lawsuit

The electric car manufacturing company Tesla found itself mired in a lawsuit filed by the US regulatory body Securities and Exchange Commission (SEC). Elon...

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